The SEC has a well published mission of “protecting investors, maintaining fair, orderly and efficient markets and facilitating capital formation.” Learn more.
Allowing small reporting companies to utilize Regulation A+ may raise the interest in these offerings for investment banks. Find out more.
Related to small business issuers, the current rules create an unfair distinction. Learn why.
From inception, a Regulation A company could apply for a listing on the OTC Markets OTCQX Tier assuming it meets the qualifications. Find out why.
The new rules are meant to encompass securities issued in exchange for or related to business combination transactions. Find out more.